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August 5, 2016 By Donald R. McNeil

FINRA Arbitration is Broader Than You Think

FINRA Arbitration is Broader Than You Think

By Donald R. McNeil The Financial Industry Regulatory Authority (FINRA) recently marked its territory for resolving disputes with customers and its members through its own arbitration forum, FINRA Dispute Resolution. See FINRA Notice to Member 16-25. This comes in response to two decisions from the United States Court of Appeals that allowed parties to resolve the dispute in a non-FINRA arbitral forum. Goldman, Sachs & Co. v. Golden Empire Schs. Fin. Authority, 764 F.3d 210 (2d Cir. 2014) … [Read more...]

Filed Under: Mediation

June 7, 2016 By Donald R. McNeil

The Top 3 Things You Need to Know About Mediation in Minnesota

The Top 3 Things You Need to Know About Mediation in Minnesota

By Donald R. McNeil | You find yourself in a business or employment lawsuit pending in Minnesota.  The litigation costs will mount.  There will be filing fees, motion fees, expert witness costs, deposition transcript costs and document management costs.  There will be attorney fees and then more attorney fees.  Time will be spent thinking and dealing with litigation; time that would be better spent being productive.  In Minnesota, the courts have learned that one process has become an … [Read more...]

Filed Under: Mediation Tagged With: Minnesota

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